The North American Securities Administrators Association (NASAA) is a voluntary association of state, provincial, and territorial securities regulators in the United States, Canada, and Mexico. It is the oldest international organization devoted to investor protection and focuses on preventing fraud, educating investors, and supporting the integrity of financial markets.
Investor protection, securities regulation, anti-fraud enforcement, broker-dealer and investment adviser oversight, capital formation, securities registration, investor education, and state-federal coordination on financial regulation.
Primarily funded by member dues and association revenues from its regulatory and educational activities.
State, provincial, and territorial securities administrators; U.S. state securities agencies; provincial securities regulators in Canada; territorial securities regulators; NASAA Investor Protection and Education Foundation.
Non-profit association
